Broker recon
2015-11-09 04:53:01 2 举报
Broker recon是一种用于评估和审查潜在经纪商的方法,旨在确保他们具备合法、可靠且符合客户需求的资质。这个过程通常包括对经纪商的注册信息、监管背景、交易条件、技术基础设施和服务等方面的详细调查。通过broker recon,投资者可以更全面地了解潜在合作伙伴,从而降低投资风险,确保资金安全。在金融市场中,broker recon已成为一个重要的环节,有助于维护市场的公平和透明。
作者其他创作
大纲/内容
Trades fully alligned (T-1)
Distract brokered deals T-1 deals endur
Broker confirmation (outlook)
Distract brokered deals T-1 Brokers
Total position fully alligned
Trades conducted T-1
Unchecked conducted trades
Mismatches between broker and endur
Compare Endur extract (t-1) vs Broker recap (t-1)
Investigate and resolve differences with broker and trader
Simplified Process diagram: \"Broker reconcilliation\"
Endur Database
Outside the scope of C&C
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